Terms of Service
Please read these terms carefully before using our website or engaging our financial advisory services.
Table of Contents
These Terms of Service ("Terms") govern your access to and use of the Empire Financial Firm LLC website and the financial advisory services provided by Empire Financial Firm LLC ("Empire Financial Firm LLC," "we," "us," or "our"). By accessing the site or engaging our services, you agree to be bound by these Terms. If you do not agree, please do not use the site or our services.
1. Use of This Website
The content on this site is provided for informational purposes only and does not constitute financial, investment, tax, or legal advice. You should consult with a qualified financial advisor before making any investment decisions.
You agree to use this site only for lawful purposes and in accordance with these Terms. You agree not to:
- Use the site in any way that violates applicable federal, state, or local laws or regulations
- Transmit any unsolicited or unauthorized advertising or promotional material
- Attempt to gain unauthorized access to any portion of the site or its systems
- Interfere with or disrupt the integrity or performance of the site
- Use automated means to access, scrape, or collect data from the site
2. Investment Advisory Services
Empire Financial Firm LLC is a Registered Investment Advisor (RIA) registered with the Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940. Our advisory services are governed by a separate Investment Advisory Agreement entered into with each client. Nothing on this site constitutes an offer to sell or solicitation to buy any security.
Investment advisory services are subject to the terms and disclosures contained in our Form ADV, available upon request and on file with the SEC. All investments involve risk, including the potential loss of principal. Past performance does not guarantee future results.
3. SMS / Text Message Terms
By providing your mobile phone number and opting in to receive SMS communications from Empire Financial Firm LLC, you agree to receive service-related text messages regarding account inquiries, consultation scheduling, portfolio status updates, document requests, appointment confirmations, and service support communications related to your request or active client account.
All SMS messages sent by Empire Financial Firm LLC are transactional in nature. We do not send promotional or marketing SMS messages. Message and data rates may apply.
SMS Program Terms
4. Intellectual Property
All content on this site, including text, graphics, logos, images, and software, is the property of Empire Financial Firm LLC or its content suppliers and is protected by applicable U.S. and international intellectual property laws. You may not reproduce, distribute, modify, or create derivative works from any content without our prior written consent.
5. Disclaimer of Warranties
THIS SITE AND ITS CONTENT ARE PROVIDED ON AN "AS IS" AND "AS AVAILABLE" BASIS WITHOUT WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, OR NON-INFRINGEMENT. EMPIRE FINANCIAL FIRM DOES NOT WARRANT THAT THE SITE WILL BE UNINTERRUPTED, ERROR-FREE, OR FREE OF VIRUSES OR OTHER HARMFUL COMPONENTS.
6. Limitation of Liability
TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, EMPIRE FINANCIAL FIRM AND ITS OFFICERS, DIRECTORS, EMPLOYEES, AND AGENTS SHALL NOT BE LIABLE FOR ANY INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL, OR PUNITIVE DAMAGES ARISING OUT OF OR RELATED TO YOUR USE OF THIS SITE OR OUR SERVICES. OUR TOTAL LIABILITY FOR ANY CLAIMS SHALL NOT EXCEED THE AMOUNTS PAID BY YOU TO US IN THE TWELVE (12) MONTHS PRECEDING THE CLAIM.
7. Indemnification
You agree to indemnify, defend, and hold harmless Empire Financial Firm LLC and its officers, directors, employees, agents, and licensors from and against any claims, liabilities, damages, losses, costs, expenses, or fees (including reasonable attorneys' fees) arising out of or relating to your use of the site, your violation of these Terms, or your violation of any rights of a third party.
8. Third-Party Links
This site may contain links to third-party websites. These links are provided for your convenience only. Empire Financial Firm LLC has no control over the content of those sites and accepts no responsibility for them or for any loss or damage that may arise from your use of them.
9. Privacy
Your use of this site is also governed by our Privacy Policy, which is incorporated into these Terms by reference. By using this site, you consent to the data practices described in our Privacy Policy.
10. Regulatory Disclosures
Empire Financial Firm LLC is a Registered Investment Advisor. Registration does not imply a certain level of skill or training. The information on this website is for educational and informational purposes only and should not be construed as investment advice. All investing involves risk, including possible loss of principal.
Empire Financial Firm LLC does not provide tax or legal advice. Please consult a qualified tax professional or attorney for advice specific to your situation.
11. Governing Law & Dispute Resolution
These Terms shall be governed by and construed in accordance with the laws of the State of New York, without regard to its conflict of law provisions. Any dispute arising out of or relating to these Terms shall be subject to binding arbitration in New York, NY, in accordance with the rules of the American Arbitration Association.
12. Changes to These Terms
We reserve the right to modify these Terms at any time. Changes will be effective immediately upon posting to the site. Your continued use of the site following any changes constitutes your acceptance of the updated Terms. We encourage you to review these Terms periodically.
13. Carrier Liability Disclaimer
Mobile carriers are not responsible or liable for delayed or undelivered messages. Empire Financial Firm LLC is not responsible for any issues caused by your mobile carrier network, including message delivery failures, delays, or interruptions beyond our control.
14. Age Restriction
By opting in to receive SMS or other communications from Empire Financial Firm LLC, you confirm that you are 18 years of age or older. Our financial advisory services and SMS communications are intended solely for adults. If you are under 18, you may not opt in to receive communications from us without verifiable parental or guardian consent. Empire Financial Firm LLC reserves the right to terminate communication with any individual who does not meet this age requirement.
15. Contact Information
If you have questions about these Terms, please contact us at:
Empire Financial Firm LLC
106 E. Dakin Ave · Kissimmee, FL 34741
Email: [email protected]
Phone: +1 321-248-7722